[Resolved]  UTI Mutual Fund — How 2 make payment online

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From
Ram Avtar
C/O Block G-I sector 11
Rohini Delhi


To
Leagle head
UTI Mutual fund
Unit: UTI master Plus-91
UTI tower G.N. Block, Bhandra Kurlla complex
Bhandra east Mumbai-400051

Sub: Non receipt of transfer unit.

Dear Sir
I am herewith informing to you in the following fect and figure and some detail.


S.No Seller Folio Certificate No. Distinctive No. Name of Holder No o[censored]nit remark

1. 090040 [protected] [protected] Seema 200 (Duly Trf.)

2. 156258 831956 [protected] Dr. Kedar Mal Goyal 100 (Duly Trf.)

3. 156258 881960 [protected] Dr. Kedar Mal Goyal 100 (Duly Trf.)

4. 122317 649606 [protected] Ram kumar mishra 100 (non receipt)

5. 122317 649609 [protected] Ram kumar mishra 100 (non receipt)

6. H00774 [protected] [protected]-5800 Dr. Ramesh Mahar 100 (non receipt)

7. H[protected] [protected]-5700 Dr. Ramesh Mahar 100 (non receipt)

8. H00774 [protected] [protected]-6300 Dr. Ramesh Mahar 100 (non receipt)

9. H00774 [protected] [protected]-6400 Dr. Ramesh Mahar 100 (non receipt)

10. H00774 [protected] [protected]-6000 Dr. Ramesh Mahar 100 (non receipt)

11. H00774 [protected] [protected]-6100 Dr. Ramesh Mahar 100 (non receipt)

12. 99429 8449074 [protected] Madhu Gupta 100 (non receipt)

Total Unit 1300





2) that the above details of my client has been shown on. Dt.[protected] applied to transfer his name and fulfillment the document of KYC. Bank details, Pan Card has attached with these documents. And has sent your Transfer Agent Registrar. KARVY Computer & Shares.

3) That of above noted Sl. No. 1 and 3 has Transferred in the name of my client. And my client has obtained the redemotion payment of these transferred unit.

4) That all the documents and details are sent with the Sl. No. 1 and 3 but 4 to 12 not returned nor transfer in the name of my client. But there is no availed my status till date.


5) That regarding above non- transferable has lodged his complaint by e-mail, Postal authority and field back office & Media to your RTA But no any answered has received with them nor any response has received from concerning authority.

6) That my client on Dt.[protected] a leagle notice has sent in which u/s 420, 406, 467 IPC but no answer has received till date from there side.


7) That with your Regional office contact but they also not replied date.

8) That my client as per company’s performance and high rating has invested. And said unit in the year 1999 has purchased from Amritsar Regional Sub- broker But client does not know that these units will be transferred in his name or not.

That through my client I have o inform you that your Registrar has received all the documents but only 400 unit has transferred in his name and there is no response about 900 units of my client.

Please not that SEBI / COMPANY act 1956, MCA guidelines doing opposite the works and you may be instruct to your RTA that they look into the matter and be transfer in my name. It seems that the proceeding of your RTA is not satisfied with the clients, and shown irresponsibilities of him.

That after receiving such notice if any response will be obtained my client will be take judiciary action in the competent against you. And at the event you will be fully responsible for cause and action.

Thanking you,

Date[protected]